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Wealth Management

Introduction to Financial Services: Capital Markets

This In Focus provides an overview of U.S. capital markets, Securities and Exchange Commission (SEC) regulation, and related policy issues.Market CompositionCapital markets are where securities such as stocks and bonds are issued and traded. U.S. capital markets instruments include (1) stocks, also called equity or shares, referring to ownership of a firm; (2) bonds, also...

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Hear From The SEC, FASB, PCAOB and Top Corporate Finance Leaders

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